WealthPlan Wealth Management
Our Investment Process, Built Around You
Our Investment Process
Investing with us follows a clear, seven-step path. Each step builds on the last, so you always understand what you own and why you own it.
Fee-Based. Fiduciary. Focused on You.
We are a fee-based fiduciary investment advisor registered with the U.S. Securities and Exchange Commission (SEC) in New York. That means our advice is built around one thing: your best interest.
- Fiduciary standard, always
- No investment-related commissions
- Transparent, conflict-free advice
- Your goals are our priority
Our fee is a transparent, asset-based percentage — no hidden costs, no surprises. You’ll always know exactly what you pay and why.
Open Architecture. More Choices.
We offer a wide range of investment solutions from leading global asset managers. Our open architecture gives us the freedom to recommend what is truly in your best interest and what we believe in — not what a single provider wants to sell.
13 Proprietary Investment Models
We offer 13 proprietary investment models using our rigorous process and research.
Our Best Thinking
Use carefully constructed models built on decades of experience.
Customize Your Portfolio
Tailor your portfolio to reflect your unique views, preferences, and opportunities.
Built Around You
We align every portfolio with your goals, time horizon, and risk tolerance.
Custody Provided by Charles Schwab
We proudly custody client assets at Charles Schwab, a leader in financial strength, security, and service.
- High-grade credit ratings and a robust capital cushion
- Diverse, resilient business model with exceptional financial stability and liquidity
- Schwab Safe® guarantee provides 100% protection against unauthorized account activity
- Massive scale and rigorous regulatory compliance for your peace of mind
Curious where your portfolio stands today?
The first step is a conversation, not a commitment. In about one to two hours, we’ll walk you through our process and show you exactly how we’d approach your situation — so you can decide if we’re the right fit for you.